Matthew Sweeney
Matthew Sweeney is a registered investment advisor at William Joseph Capital Management, INC., based in Southington, CT, with 15 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 1,153 clients with $470M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
WJCM's advisory service fees are negotiable and range from 0.60% to 1.35% annually, billed quarterly. The fee is based on the size of the account, the relationship, and the services provided. If you engage WJCM for wealth management services, financial planning services are included in the investment management fees. Additional hourly fees may be charged for more complex financial planning services with mutual agreement.
Location
Southington, CT
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Matthew is a part owner of Wealth Preservation Specialist, LLC, a vehicle for sharing insurance revenue, though he does not sell or service insurance products himself, dedicating a few hours per week. He also provides advisory services for Investipal, Inc., a startup in Toronto, spending a few hours per week.
Employment History
Current Registrations
William Joseph Capital Management, INC.
Previous Registrations
Virtus Investment Advisers, INC.
Morgan Stanley Smith Barney LLC
Metlife Securities INC.
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.