AB
CFP
AB
CFP

Andrew Howard Barag

15 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
51 advisors
Number of Clients
4,698 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$6.3B

Fee Structure

Minimum Investment:$500K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.00%
$1.0M - $3.0M0.90%
$3.0M - $5.0M0.80%
$5.0M - $10.0M0.70%
$10M+0.50%

Portfolio management fees may be negotiable in limited instances and in CIA’s sole discretion.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

10 Glenlake Parkway, North Tower, Suite 1000, Atlanta, GA, 30328

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Investment Advisors, LLC
January 2019 - Present · 7 yrs 1 mo
Previous Registrations
Capital Bank and Trust Company
January 2016 - September 2018 · 2 yrs 8 mos
Capital Guardian Trust Company
June 2015 - January 2016 · 7 mos
Morgan Stanley
June 2012 - February 2015 · 2 yrs 8 mos
Waddell & Reed, INC.
March 2010 - May 2012 · 2 yrs 2 mos
State Registrations2 states
GATX
Advisor
Exams
No exam information available for this advisor.