Mark Aumack is a registered investment advisor at Cetera Investment Advisers LLC, based in Wall, NJ, with 16 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
1540 Highway 138 Ste 303, Wall, NJ, 07719
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2025 - Present · 1 yr 3 mos
Previous Registrations
Avantax Advisory Services
March 2022 - January 2025 · 2 yrs 10 mos
Avantax Investment Services, INC.Broker
March 2022 - January 2025 · 2 yrs 10 mos
Avantax Advisory Services
February 2012 - February 2022 · 10 yrs
Avantax Investment Services, INC.Broker
December 2009 - February 2022 · 12 yrs 2 mos
State Registrations1 state
NJ
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.