Amber Allen is a registered investment advisor, based in Austin, TX, with 16 years of industry experience.
Location
3711 S Mopac Expy, Suite 150, Austin, TX, 78746
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Amber is a member of QAAllen Enterprise for tax purposes, the owner of Candid Conversations (authoring books), an IAR at 49 Wealth Management LLC, and the Founder/COO of 4A Holdings (leasing/renting property). These activities take up a significant amount of Amber's time, with 49 Wealth Management LLC requiring about two-thirds of a full-time commitment.
Employment History
Current Registrations
Oakwood Capital Securities, INC.Broker
49 Financial
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLCBroker
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.