Todd Matheny is a registered investment advisor, based in Salt Lake City, UT, with 15 years of industry experience.
Location
136 S Main St, Ste 720, Salt Lake City, UT, 84101
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Northern Lights Distributors, LLC
October 2024 - Present · 1 yr 6 mos
Northern Lights Distributors, LLCBroker
October 2024 - Present · 1 yr 6 mos
Grandeur Peak Global Advisors
April 2019 - Present · 7 yrs
Previous Registrations
Foreside Financial Services, LLCBroker
October 2023 - October 2024 · 1 yr
Alps Distributors, INC.Broker
March 2019 - October 2023 · 4 yrs 7 mos
Foreside Fund Services, LLCBroker
February 2016 - February 2019 · 3 yrs
J.P. Morgan Securities LLCBroker
August 2009 - September 2014 · 5 yrs 1 mo
State Registrations2 states
NEUT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.