GT
CFP
GT
CFP

Gay Fannie Thompson

16 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningBusiness Owners
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
51 advisors
Number of Clients
303 clients
Average Client Portfolio
$647K average
Assets Under Management
$196.1M

Fee Structure

Minimum Investment:$50K
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Location

4800 Bee Caves Road, Austin, TX, 78746

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Gay services term insurance contracts sold before 2018, dedicating minimal time to this activity. Gay also works as an investment advisor representative for Stirling Capital Management and a registered representative for B.B. Graham & Company, spending nearly all of their time on these investment-related activities, and is a managing member of GM Northwest Holdings, LLC, a rental property.

Employment History
Current Registrations
B.B. Graham & Company, INC.Broker
August 2018 - Present · 7 yrs 6 mos
Per Stirling Capital Management, LLC
August 2018 - Present · 7 yrs 6 mos
Previous Registrations
MML Investors Services, LLC
March 2017 - August 2018 · 1 yr 5 mos
MML Investors Services, LLCBroker
March 2017 - August 2018 · 1 yr 5 mos
Msi Financial Services, INC.Broker
January 2015 - March 2017 · 2 yrs 2 mos
Msi Financial Services, INC.
January 2015 - March 2017 · 2 yrs 2 mos
New England Securities Corporation
September 2009 - January 2015 · 5 yrs 4 mos
New England SecuritiesBroker
August 2009 - January 2015 · 5 yrs 5 mos
State Registrations5 states
CAFLOHTNTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Gay Fannie Thompson - Financial Advisor | TrueAdvisor