Bill Liau is a registered investment advisor, based in Monrovia, CA, with 13 years of industry experience.
Location
185 W Chestnut Ave, Monrovia, CA, 91016
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Bill is an independent insurance agent for TransGlobal Holding Company, selling fixed insurance and fixed annuity products, and an Investment Adviser Representative for TransGlobal Advisory, LLC. He also serves as CEO of AI Mortgage Lending, dedicating nearly full-time hours, and is a registered agent for Globalink Securities Inc.
Employment History
Current Registrations
Globalink Securities, INC.
Globalink Securities, INC.Broker
Transglobal Advisory, LLC
Previous Registrations
Griffinest Asia Securities, LLCBroker
Globalink Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.