Albert Hu is a registered investment advisor at Neuberger Berman Bd LLC, based in New York, NY, with 8 years of industry experience. Albert operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location
New York, NY
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLC
July 2020 - Present · 5 yrs 9 mos
Neuberger Berman Bd LLC
April 2020 - Present · 6 yrs
Neuberger Berman Bd LLCBroker
April 2020 - Present · 6 yrs
Previous Registrations
Bofa Securities, INC.Broker
May 2019 - February 2020 · 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2018 - May 2019 · 9 mos
Jefferies & Company, INC.Broker
August 2011 - December 2012 · 1 yr 4 mos
State Registrations2 states
NJNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.