BP
BP

Brian Patrick Purcell

13 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
45 advisors
Number of Clients
4,416 clients
Average Client Portfolio
$205K average
Assets Under Management
$905.4M

Fee Structure

Financial Planning:Included in AUM fee
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Location

80 State Street, Albany, NY, 12207

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Brian advises clients on investments through PKSA, dedicating about a quarter of his time. He is also an independent insurance agent with PKS Financial, selling insurance products and fixed annuities a few hours per week, and owns Empire State Legacy Holdings, LLC for tax and liability purposes, dedicating minimal time.

Employment History
Current Registrations
Pks Advisory Services, LLC
April 2017 - Present · 8 yrs 10 mos
Purshe Kaplan Sterling InvestmentsBroker
August 2012 - Present · 13 yrs 6 mos
State Registrations51 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Brian Patrick Purcell - Financial Advisor | TrueAdvisor