Joseph Hess is a CFA-designated registered investment advisor at Security Capital Management, based in Lancaster, PA, with 16 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 2,314 clients with $1.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.87% |
| $250K - $500K | 1.83% |
| $500K - $1.0M | 1.54% |
| $1.0M - $2.0M | 1.38% |
| $2.0M - $2.5M | 1.36% |
| $2.5M - $5.0M | 1.17% |
| $5.0M - $10.0M | 0.96% |
| $10M+ | 0.76% |
The AUM fee is generally computed as the combination of Management and Platform Fees.
Fee Estimator
Location
48-50 W Chestnut St, Ste 300, Lancaster, PA, 17603-1267
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Joseph is a landlord/owner of rental property in Lancaster, PA since 2021. He spends minimal time on this activity.
Employment History
Current Registrations
Security Capital Management
Hazlett, Burt & Watson, INC.Broker
Previous Registrations
Vanguard Advisers, INC.
Vanguard Marketing CorporationBroker
State Registrations24 states
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