Benjamin Dennis is a CFA-designated registered investment advisor, based in Brooklyn, NY, with 2 years of industry experience.
Location
Brooklyn, NY
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Ladenburg Thalmann & CO. INC.Broker
July 2024 - Present · 1 yr 9 mos
Ladenburg Thalmann & CO. INC.
July 2024 - Present · 1 yr 9 mos
Ladenburg Thalmann Asset Management INC
September 2023 - Present · 2 yrs 7 mos
State Registrations1 state
NY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.