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Chelsea Augusta Traub

8 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningTax Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
121 advisors
Number of Clients
8,772 clients
Average Client Portfolio
$2.1M average
Assets Under Management
$18.7B

Fee Structure

Minimum Investment:$250K
Financial Planning:Included in AUM fee
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Location

2121 Avenue of the Stars, Suite 1600, Los Angeles, CA, 90067

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Chelsea works as a Client Service Associate for SEIA, an LLC, since 2021. This investment-related activity takes up a full-time commitment.

Employment History
Current Registrations
Signature Estate Securities, LLCBroker
August 2023 - Present · 2 yrs 6 mos
Seia
November 2021 - Present · 4 yrs 3 mos
Previous Registrations
Osaic Wealth, INC.Broker
November 2021 - August 2023 · 1 yr 9 mos
RBC Capital Markets, LLC
April 2019 - November 2021 · 2 yrs 7 mos
RBC Capital Markets, LLCBroker
April 2019 - November 2021 · 2 yrs 7 mos
J.P. Morgan Securities LLC
July 2017 - April 2019 · 1 yr 9 mos
J.P. Morgan Securities LLCBroker
May 2017 - April 2019 · 1 yr 11 mos
State Registrations1 state
CA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.