Chelsea Traub is a registered investment advisor, based in Los Angeles, CA, with 8 years of industry experience.
Location
2121 Avenue of the Stars, Suite 1600, Los Angeles, CA, 90067
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Chelsea works as a Client Service Associate for SEIA, an LLC, since 2021. This investment-related activity takes up a full-time commitment.
Employment History
Current Registrations
Signature Estate Securities, LLCBroker
August 2023 - Present · 2 yrs 8 mos
Seia
November 2021 - Present · 4 yrs 5 mos
Previous Registrations
Osaic Wealth, INC.Broker
November 2021 - August 2023 · 1 yr 9 mos
RBC Capital Markets, LLC
April 2019 - November 2021 · 2 yrs 7 mos
RBC Capital Markets, LLCBroker
April 2019 - November 2021 · 2 yrs 7 mos
J.P. Morgan Securities LLC
July 2017 - April 2019 · 1 yr 9 mos
J.P. Morgan Securities LLCBroker
May 2017 - April 2019 · 1 yr 11 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.