DR
CFP
DR
CFP

David a Robbins

16 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & Coaching
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
69 advisors
Number of Clients
4,509 clients
Average Client Portfolio
$686K average
Assets Under Management
$3.1B

Fee Structure

Minimum Investment:$50K
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Location

645 East Missouri Avenue, Suite 170, Phoenix, AZ, 85012

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

David is a freelance writer producing content for print and electronic publication, dedicating a few hours per week. He also owns a marketing website and serves as a FINRA dispute resolution arbitrator, dedicating minimal time to each. David is also a co-owner of Paper Street Ventures, LLC.

Employment History
Current Registrations
Moors & Cabot, INC.Broker
June 2019 - Present · 6 yrs 8 mos
Moors & Cabot, INC
June 2019 - Present · 6 yrs 8 mos
Previous Registrations
J.P. Morgan Securities LLC
October 2012 - June 2019 · 6 yrs 8 mos
J.P. Morgan Securities LLCBroker
October 2012 - June 2019 · 6 yrs 8 mos
Chase Investment Services CORP.
May 2010 - October 2012 · 2 yrs 5 mos
Chase Investment Services CORP.Broker
April 2010 - October 2012 · 2 yrs 6 mos
Waddell & Reed, INC.
November 2009 - March 2010 · 4 mos
Waddell & Reed, INC.Broker
September 2009 - March 2010 · 6 mos
State Registrations39 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.