TrueAdvisor
TrueAdvisor
WK
CFA
WK
CFA

William Ketterer

Smith Group Asset Management, LLC
16 Years of Experience
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Smith Group Asset Management, LLC
Compensation
Fee-Only (AUM)
Firm Size
5 advisors
Number of Clients
1,509 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$1.7B

Fee Structure

Financial Planning:Investment management only

Location

100 Crescent Court, Suite 1150, Dallas, TX, 75201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Smith Group Asset Management, LLC
August 2021 - Present · 4 yrs 6 mos
Previous Registrations
Smith Group Asset Management
April 2009 - October 2021 · 12 yrs 6 mos
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.