AL
AL

Ashley Liggins

10 Years of Experience
Broker

Ashley Liggins is a registered investment advisor, based in Fort Worth, TX, with 10 years of industry experience.

Location

Fort Worth, TX

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Ashley works as a Manager in Product Management at Ally Invest Advisors, overseeing wealth product advisor services and operations. This role, which began in July 2022, takes about a quarter of her time.

Employment History
Current Registrations
Ally Invest Securities LLCBroker
September 2022 - Present · 3 yrs 7 mos
Ally Invest Advisors
September 2022 - Present · 3 yrs 7 mos
Previous Registrations
TD Ameritrade, INC.
June 2017 - June 2021 · 4 yrs
TD Ameritrade Investment Management, LLC
June 2017 - January 2019 · 1 yr 7 mos
TD Ameritrade, INC.Broker
June 2017 - June 2021 · 4 yrs
Amerivest Investment Management, LLC
June 2014 - December 2015 · 1 yr 6 mos
TD Ameritrade, INC.
June 2014 - December 2015 · 1 yr 6 mos
TD Ameritrade, INC.Broker
June 2013 - December 2015 · 2 yrs 6 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.