TM
TM

Thomas M Murphy

13 Years of Experience
3 Disclosures
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
9 advisors
Number of Clients
170 clients
Average Client Portfolio
$518K average
Assets Under Management
$88.0M

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K1.50%
$250K - $500K1.25%
$500K - $1.0M1.00%
$1.0M - $2.0M0.85%
$2M+0.85%

Fees negotiable for accounts over $2,000,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Phoenix, AZ

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2023
Settled
Regulatory
February 2020
Final
Employment Separation After Allegations
March 2018
Other Business Activities

Thomas is the founder of Titan Strategic Partners, LLC, a business consulting firm, dedicating about 10-20% of his time. He also owns Thomas M Murphy LLC for administrative purposes related to his investment business, dedicating full-time hours.

Employment History
Current Registrations
Empirikal Partners LLC
December 2024 - Present · 1 yr 2 mos
Previous Registrations
Bridgeway Wealth Partners, LLC
January 2022 - December 2023 · 1 yr 11 mos
Charlesworth & Rugg, INC.
June 2018 - April 2020 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2010 - April 2018 · 7 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2010 - April 2018 · 8 yrs 1 mo
John Thomas FinancialBroker
March 2009 - December 2009 · 9 mos
State Registrations1 state
NJ
Advisor
Exams
No exam information available for this advisor.