TrueAdvisor
TrueAdvisor
AL
CFA
AL
CFA

Alain Landais

City National Rochdale
15 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
City National Rochdale
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
117 advisors
Number of Clients
16,838 clients
Average Client Portfolio
$4.0M average
Assets Under Management
$68.2B

Fee Structure

Minimum Investment:$1M
Financial Planning:Investment management only

Location

400 Park Avenue, 10th Floor, New York, NY, 10022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Cnr Securities, LLC
April 2021 - Present · 4 yrs 10 mos
City National Rochdale
April 2021 - Present · 4 yrs 10 mos
Cnr Securities, LLCBroker
April 2021 - Present · 4 yrs 10 mos
Previous Registrations
Park Avenue Securities LLC
April 2015 - April 2021 · 6 yrs
Park Avenue Securities LLCBroker
September 2014 - April 2021 · 6 yrs 7 mos
Capital One Financial Advisors LLC
January 2012 - November 2013 · 1 yr 10 mos
Capital One Investment Services LLCBroker
March 2009 - November 2013 · 4 yrs 8 mos
State Registrations1 state
NY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.