Tad Herrington is a CFP-designated registered investment advisor at Pds Planning INC, based in Dublin, OH, with 10 years of industry experience. Tad operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 607 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $750K | 1.00% |
| $750K - $1.5M | 0.75% |
| $1.5M - $3.0M | 0.50% |
| $3M+ | 0.25% |
These fees are primarily limited to grandfathered accounts, although an exception can be made at PDS’ discretion. The fees are negotiable.
Fee Estimator
Location
475 Metro Place S., Suite 460, Dublin, OH, 43017
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Pds Planning INC
Previous Registrations
Graver Capital Management, LLC
Sws Partners, LLC
Clark Asset Management, LLC
John E. Sestina and Company
UBS Financial Services INC.Broker
UBS Financial Services INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.