TrueAdvisor
TrueAdvisor
EB
EB

Erik Berge

Citizens Securities, INC.
11 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Citizens Securities, INC.
Compensation
Fee-Only (AUM)
Firm Size
704 advisors
Number of Clients
53,044 clients
Average Client Portfolio
$173K average
Assets Under Management
$9.2B

Fee Structure

Minimum Investment:$2K
Financial Planning:Investment management only

Location

520 White Plains Road, 3rd Floor, Tarrytown, NY, 10591

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Citizens Securities, INC.Broker
February 2025 - Present · 1 yr
Citizens Private Wealth
October 2024 - Present · 1 yr 4 mos
Previous Registrations
J.P. Morgan Securities LLC
February 2024 - August 2024 · 6 mos
J.P. Morgan Securities LLCBroker
November 2023 - August 2024 · 9 mos
J.P. Morgan Private Wealth Advisors LLC
November 2022 - August 2024 · 1 yr 9 mos
Gw & Wade Asset Management Company, LLCBroker
November 2010 - July 2017 · 6 yrs 8 mos
Raymond James Financial Services Advisors, INC
October 2009 - September 2010 · 11 mos
Raymond James Financial Services, INC.Broker
October 2009 - September 2010 · 11 mos
New England Securities Corporation
April 2009 - September 2009 · 5 mos
New England SecuritiesBroker
March 2009 - September 2009 · 6 mos
Ameriprise Financial Services, INC.Broker
March 2009 - April 2009 · 1 mo
State Registrations1 state
MA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.