CFP

Thomas Fredrickson

10 Years of Experience

1 Disclosure

Thomas Fredrickson is a CFP-designated registered investment advisor at Cgn Advisors, LLC, based in Brooklyn, NY, with 10 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Middle Income, and 2 more. Their firm serves 1,321 clients with $1.6B in assets under management.

Cgn Advisors, LLC

Compensation

Fee-Only (% of Portfolio)Fixed/Hourly

Firm Size

39 advisors

Number of Clients

1,321 clients

Average Client Portfolio

$1.2M average

Assets Under Management

$1.6B

Fee Structure

Investment management only (planning not offered)

CGN Advisors offers investment supervisory services where they manage your investments. The fees vary and do not exceed 1.00% annually, based on the value of your portfolio. The exact fee schedule will be detailed in your advisory agreement. Fees are negotiable based on the complexity of the services and the advisor assigned to your account. Fees are billed monthly or quarterly, in arrears.

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Contact

Thomas Fredrickson

Location

Brooklyn, NY

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History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

May 2024

Settled

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Other Business Activities

Thomas is a general partner at Fredin Associates, owning two retail properties. He spends minimal time on this activity, attending an annual meeting.

Employment History

Current Registrations

Cgn Advisors, LLC

June 2021 - Present · 4 yrs 10 mos

Previous Registrations

Altfest Personal Wealth Management

April 2009 - April 2015 · 6 yrs

State Registrations1 state

Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.

Additional Information

Most people overpay for investment management. They think they will get financial planning with it. But they get very little financial planning for the high dollars they are paying. I stress financial planning and put a low cost on investment management. Ideally, I like to charge people by the hour and help them manage their own affairs. But some people prefer me to manage their investments. We can talk and find out what is best for you.Please visit my website atwww.fredricksonfinancial.com