AH
AH

Adam Smith Hancock

16 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)
Firm Size
1031 advisors
Number of Clients
42,440 clients
Average Client Portfolio
$41K average
Assets Under Management
$1.7B

Fee Structure

Minimum Investment:$10
Financial Planning:Investment management only
Minimum Annual Fee:$35
Loading...

Location

17671 Cowan, Irvine, CA, 92614

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Adam sells insurance and non-insurance products for Transamerica Financial Advisors, Inc. He also consults on student loans, mentors individuals with spinal cord injuries, and refers clients for estate planning, dedicating about 10-20% of his time to these activities.

Employment History
Current Registrations
Transamerica Financial Advisors, LLC
June 2015 - Present · 10 yrs 8 mos
Transamerica Financial Advisors, LLCBroker
January 2012 - Present · 14 yrs 1 mo
Previous Registrations
World Group Securities, INC.Broker
February 2009 - January 2012 · 2 yrs 11 mos
State Registrations10 states
CACOFLMANCPATXVAWAWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.