Sean Yang is a registered investment advisor at Herold Advisors, INC., based in New York, NY, with 15 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 523 clients with $490M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
All management fees charged are subject to negotiation with each client.
Fee Estimator
Location
845 Third Avene Suite 1703, New York, NY, 10022-7513
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Herold Advisors, INC.
Herold & Lantern Investments, INC.Broker
Previous Registrations
Bernard Herold & CO., INC.Broker
Avatar Securities, LLCBroker
Wts Proprietary Trading Group LLCBroker
Chimera Securities, LLCBroker
Assent LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.