Shoug Mayson
Shoug Mayson is a registered investment advisor at Spartan Capital Private Wealth Management LLC, based in New York, NY, with 16 years of industry experience. Shoug operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 20 clients with $6.7M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SCPWM charges an annual fee for portfolio management services, ranging from 0.50% to 2.50% of the market value of your assets. The specific fee depends on the value of your assets, the complexity of services provided, and the level of administration requested. Fees are billed quarterly in advance. The advisory fee is negotiable based on individual client circumstances. SCPWM may combine account values of family members to determine the applicable advisory fee.
Location
45 Broadway, 19th Floor, New York, NY, 10006
Get directionsHistory
Regulatory History (7)
Judgment / Lien
December 2019Judgment / Lien
August 2019Judgment / Lien
July 2019Employment Separation After Allegations
June 2017Customer Dispute
March 2016Customer Dispute
February 2016Employment Separation After Allegations
October 2011Other Business Activities
Shoug is the CEO of Mayson Music LLC, an Indi Record Label, since 2017. He sets up events for artists and creates music/merchandise, dedicating a few hours per week to this activity outside of market hours. Shoug is also registered with affiliate Spartan Capital Private Wealth Management.
Employment History
Current Registrations
Spartan Capital Private Wealth Management LLC
Spartan Capital Securities, LLC
Spartan Capital Securities, LLCBroker
Previous Registrations
Spartan Capital Private Wealth Management LLC
Windsor Street Capital, LPBroker
Santander Securities
Santander Securities LLCBroker
Cetera Advisors LLC
Cetera Advisors LLCBroker
Cabot Lodge Securities LLCBroker
Allied Beacon Wealth Management, LLC
Allied Beacon Partners, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Pruco Securities, LLC.Broker
National Securities CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.