Justin Charles Gutwald

Northern Trust Securities, INC

13 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementHigh Net Worth

Northern Trust Securities, INC

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

121 advisors

Number of Clients

2,283 clients

Average Client Portfolio

$559K average

Assets Under Management

$1.3B

Fee Structure

Minimum Investment:$20K

Financial Planning:Investment management only

Minimum Annual Fee:$250

Location

50 S Lasalle Street, Chicago, IL, 60603-1008

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Northern Trust Securities, INC.Broker

July 2021 - Present · 4 yrs 7 mos

Northern Trust Investments, Incorporated

July 2021 - Present · 4 yrs 7 mos

Previous Registrations

Blackrock Investment Management, LLC

April 2017 - January 2021 · 3 yrs 9 mos

Blackrock Investments, LLCBroker

April 2017 - January 2021 · 3 yrs 9 mos

Comerica SecuritiesBroker

March 2013 - April 2017 · 4 yrs 1 mo

Comerica Securities

February 2013 - April 2017 · 4 yrs 2 mos

Waddell & Reed, INC.

April 2010 - February 2011 · 10 mos

Waddell & Reed, INC.Broker

July 2009 - February 2011 · 1 yr 7 mos

State Registrations51 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.