AA
AA

Amber Caroline Andregg

15 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
206 advisors
Number of Clients
15,631 clients
Average Client Portfolio
$653K average
Assets Under Management
$10.2B

Fee Structure

Minimum Investment:$5K
Financial Planning:Investment management only
Loading...

Location

5707 Southwest Parkway, Bldg. 2 Ste 400, Austin, TX, 78735

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Amber is the owner of E&C Investment LLC, a pass-through LLC for Symphony Wealth Group. She is also a Managing Partner and Wealth Advisor at Symphony Wealth Group, dedicating full-time hours to organizing the office team, managing staff, and advising clients on financial planning and investments; 130 of those hours are spent on securities trading.

Employment History
Current Registrations
Kestra Investment Services, LLC
October 2023 - Present · 2 yrs 4 mos
Kestra Private Wealth Services, LLC
October 2023 - Present · 2 yrs 4 mos
Kestra Investment Services, LLCBroker
October 2023 - Present · 2 yrs 4 mos
Previous Registrations
Goldman Sachs & CO. LLCBroker
September 2020 - November 2023 · 3 yrs 2 mos
Mercer Allied Company, L.P.Broker
September 2020 - November 2023 · 3 yrs 2 mos
Cetera Advisor Networks LLCBroker
November 2017 - September 2020 · 2 yrs 10 mos
Girard Securities, INC.Broker
June 2013 - November 2017 · 4 yrs 5 mos
Goldman Sachs Personal Financial Management
June 2013 - November 2023 · 10 yrs 5 mos
LPL Financial LLCBroker
May 2011 - May 2012 · 1 yr
LPL Financial LLC
May 2011 - May 2012 · 1 yr
Securities America, INC.Broker
November 2009 - June 2011 · 1 yr 7 mos
State Registrations11 states
ALDCDEFLIAMONCNHOHTXWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.