Haren Bhakta is a CFA-designated registered investment advisor at Io Advisors, LLC, based in Santa Ana, CA, with 16 years of industry experience. Haren operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.25% |
Minimum investment account balance of $250,000. IO reserves the right to accept accounts with lesser assets at its discretion.
Fee Estimator
Location
Santa Ana, CA
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Regulatory History (1)
Customer Dispute
July 2010Other Business Activities
Haren is the Owner & CEO of Tix Corp, a holding company, and the CEO of HSB Hospitality Inc, a motel. Haren is also the CEO of Inside Ownership Index Inc, a stock market index, dedicating about a quarter of his time to management and sales.
Employment History
Current Registrations
Io Advisors, LLC
Previous Registrations
Hsb Capital Advisors, LLC
Morgan Stanley
Morgan StanleyBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Pruco Securities, LLC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.