Gregory Joseph Harder

Caldwell Sutter Capital, INC.

16 Years of Experience

1 DisclosureBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate PlanningHigh Net Worth

Caldwell Sutter Capital, INC.

Compensation

Commission-BasedFee-Only (AUM)

Firm Size

7 advisors

Number of Clients

533 clients

Average Client Portfolio

$1.1M average

Assets Under Management

$571.1M

Fee Structure

Minimum Investment:$250K

Location

30 Liberty Ship Way #3225, Sausalito, CA, 94965-3324

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History

Regulatory History (1)

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Criminal

October 1995

Final Disposition

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Gregory is self-employed as a life insurance agent. He dedicates a few hours per week to this activity.

Employment History

Current Registrations

Caldwell Sutter Capital, INC.

March 2023 - Present · 2 yrs 11 mos

Caldwell Sutter Capital, INC.Broker

March 2023 - Present · 2 yrs 11 mos

Previous Registrations

Nbc Securities, INC.

July 2019 - February 2023 · 3 yrs 7 mos

Nbc Securities, INC.Broker

July 2019 - February 2023 · 3 yrs 7 mos

Edward Jones

January 2009 - July 2019 · 10 yrs 6 mos

Edward JonesBroker

January 2009 - July 2019 · 10 yrs 6 mos

State Registrations4 states

AZCALATX

AdvisorBrokerBoth

Exams

No exam information available for this advisor.