AE
CFA
AE
CFA

Adrian Mory Engel

10 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
117 advisors
Number of Clients
16,838 clients
Average Client Portfolio
$4.0M average
Assets Under Management
$68.2B

Fee Structure

Minimum Investment:$1M
Financial Planning:Investment management only
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Location

400 N Roxbury Drive, 6th Floor, Beverly Hills, CA, 90210

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Adrian is an advisory board member for Iluria, a software company, dedicating minimal time to providing feedback. He is also a committee member for the JVS Socal Scholarship Program, spending minimal time interviewing potential candidates.

Employment History
Current Registrations
City National Rochdale
April 2015 - Present · 10 yrs 10 mos
Cnr Securities, LLC
March 2015 - Present · 10 yrs 11 mos
Cnr Securities, LLCBroker
March 2015 - Present · 10 yrs 11 mos
State Registrations4 states
CADEMENV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.