CF
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Christopher Fasy

16 Years of Experience
Broker

Christopher Fasy is a registered investment advisor at LPL Financial LLC, based in Dallas, TX, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

15110 Dallas Parkway, Suite 500, Dallas, TX, 75248

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christopher operates under the DBAs 360 Wealth Management and Advisor Resource Council, providing investment advisory services, dedicating nearly full-time hours to these activities. He also has a business entity for tax/investment purposes and owns rental real estate, spending minimal time on each.

Employment History
Current Registrations
Advisor Resource Council
December 2020 - Present · 5 yrs 4 mos
LPL Financial LLCBroker
December 2020 - Present · 5 yrs 4 mos
Previous Registrations
VALIC Financial Advisors, INC.
May 2010 - December 2020 · 10 yrs 7 mos
VALIC Financial Advisors, INC.Broker
May 2010 - December 2020 · 10 yrs 7 mos
Edward Jones
May 2009 - November 2009 · 6 mos
Edward JonesBroker
May 2009 - November 2009 · 6 mos
State Registrations7 states
AZFLIDORPATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.