CS
CFA
CS
CFA

Chintan Hariprakash Shukla

15 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEducation PlanningEstate PlanningFinancial Planning & CoachingTax Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
26657 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
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Location

110 Main Street, Poughkeepsie, NY, 12601

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Chintan provides administrative support to Marshall & Sterling Wealth Advisors, dedicating full-time hours to this role. He also owns rental real estate and serves as a board member for Children's Home of Poughkeepsie, spending minimal time on each.

Employment History
Current Registrations
LPL Financial LLCBroker
June 2019 - Present · 6 yrs 8 mos
Marshall & Sterling Wealth Advisors, INC.
June 2019 - Present · 6 yrs 8 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
May 2010 - December 2014 · 4 yrs 7 mos
Raymond James Financial Services, INC.Broker
January 2010 - May 2019 · 9 yrs 4 mos
State Registrations1 state
NY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.