Henrique David Lucena

Laidlaw Wealth Management LLC

17 Years of Experience

4 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate Planning

Laidlaw Wealth Management LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

6 advisors

Number of Clients

113 clients

Average Client Portfolio

$1.0M average

Assets Under Management

$114.8M

Fee Structure

Minimum Investment:$25K

Location

2 Alhambra Plaza, Suite 620, Coral Gables, FL, 33134

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History

Regulatory History (4)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

April 2025

Pending

Financial

July 2021

Final

Regulatory

March 2021

Final

Customer Dispute

November 2020

Settled

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

Laidlaw Wealth Management LLC

August 2020 - Present · 5 yrs 6 mos

Laidlaw & Company (UK) LTD.Broker

July 2020 - Present · 5 yrs 7 mos

Previous Registrations

Morgan Stanley

March 2017 - July 2020 · 3 yrs 4 mos

Morgan StanleyBroker

March 2017 - July 2020 · 3 yrs 4 mos

UBS Financial Services INC.

October 2010 - March 2017 · 6 yrs 5 mos

UBS Financial Services INC.Broker

August 2010 - March 2017 · 6 yrs 7 mos

Itau Europa Securities INC.Broker

November 2008 - August 2010 · 1 yr 9 mos

State Registrations6 states

DEFLMSNYUTWY

AdvisorBrokerBoth

Exams

No exam information available for this advisor.