Alan Cox
Alan Cox is a registered investment advisor at Hillspring Financial, INC., based in Surprise, AZ, with 17 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 368 clients with $150M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Hillspring Financial offers investment management services for a fee based on the value of your portfolio. The annual fee is typically 1.1%, charged quarterly. This fee can be negotiated based on the size of your account and other accounts you have with Hillspring Financial. Hillspring Financial also uses third-party managers through the AM and PFG programs, with fees ranging from 0.65% to 1.10% depending on the amount invested.
Location
12213 W Bell Rd, Ste 209, Surprise, AZ, 85378
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Alan is licensed to sell life and annuity, health, dental, and vision insurance. This takes a few hours per week.
Employment History
Current Registrations
Hillspring Financial, INC.
Previous Registrations
Northpointe Financial, LLC
Taylor Capital Management INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.