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Daniel Gerard Finnerty

13 Years of Experience
May Earn Commission
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningBusiness OwnersHigh Net Worth
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
8 advisors
Number of Clients
209 clients
Average Client Portfolio
$739K average
Assets Under Management
$154.5M

Fee Structure

Minimum Investment:$50K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M2.00%
$1.0M - $5.0M1.50%
$5M+1.25%

Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Wilmette, IL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Daniel is an investment advisory representative at Kingsbury Capital Investment Advisors, LLC, dedicating about 10-20% of his time. He also provides operational support for Kingsbury Capital through Fincor Financial Partners, LLC, taking about 10-20% of his time, and co-owns Finnerty Beck, LLC, spending minimal time on this franchise ownership.

Employment History
Current Registrations
Kingsbury Capital Investment Advisors LLC
May 2013 - Present · 12 yrs 9 mos
Previous Registrations
Sw FinancialBroker
December 2020 - May 2023 · 2 yrs 5 mos
Kingsbury Capital, INC.Broker
January 2015 - December 2019 · 4 yrs 11 mos
Freedom Investors CORP.Broker
September 2013 - January 2015 · 1 yr 4 mos
Spencer Trask Ventures, INC.Broker
October 2012 - September 2013 · 11 mos
Brewer Financial Services, LLCBroker
December 2009 - November 2010 · 11 mos
State Registrations1 state
NC
Advisor
Exams
No exam information available for this advisor.