Kevin Floyd is a CFA, CFP-designated registered investment advisor at Pomona Wealth Management, LLC, based in Plano, TX, with 10 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 20 clients with $170M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Pomona Wealth Management charges up to 1.50% of the amount they manage or provide advice on, paid quarterly. There is a negotiated annual minimum fee of $5,000 based on the scope, complexities, time, and expertise required.
Location
8105 Rasor Blvd., Box #87, Plano, TX, 75024
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Kevin is an employee and Director of Investments at HFG Trust LLC, an investment-related trust company, since 2016. He dedicates nearly full-time hours to investment research and portfolio management, including some time during trading hours.
Employment History
Current Registrations
Pomona Wealth Management, LLC
Nfwm
Sk Advisor Network, LLC
Previous Registrations
Pomona Wealth Management, LLC
Hfg Advisors, INC.
Petersen Hastings Investment Management INC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.