Thomas Kerney
Thomas Kerney is a registered investment advisor at Cooper Financial Services, INC., based in Shelton, CT, with 15 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,335 clients with $200M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.25% |
Annual fee ranges from 0.75% to 1.25%. Fees are negotiable depending upon the needs of the client, complexity of the situation, market value of the assets under management, and the type of investment management services to be rendered.
Fee Estimator
Location
1000 Bridgeport Avenue, Suite 308, Shelton, CT, 06484
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cooper Financial Services, INC.
Cfs Securities, INC.
Cfs Securities, INC.Broker
Previous Registrations
Cooper Financial Services, INC.
Xy Investment Solutions, LLC
Early Capital, LLC
Early Capital, LLC
International Assets Investment Management, LLC
International Assets Advisory, LLCBroker
Early
Vestor Capital Securities, LLCBroker
Boe Securities INC.Broker
Fulcrum Securities, LLCBroker
Hanover SecuritiesBroker
Forefront Capital Markets LLCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Zacks & CompanyBroker
Great Point Capital LLCBroker
Lasalle St Securities, L.L.C.Broker
Next Financial Group, INC.Broker
State Registrations2 states
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