TH
CFA · CFP
TH
CFA · CFP

Timothy a Humphrey

16 Years of Experience
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
3 advisors
Number of Clients
244 clients
Average Client Portfolio
$2.3M average
Assets Under Management
$560.4M

Fee Structure

Minimum Investment:$500K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.20%
$500K - $1.0M0.70%
$1M+0.50%

Historical client relationships may be subject to a different fee schedule.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

77 College Street, Burlington, VT, 05401

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Rock Point Advisors, LLC
March 2015 - Present · 10 yrs 11 mos
Previous Registrations
Barclays Capital INC.
May 2012 - March 2015 · 2 yrs 10 mos
J.P. Morgan Securities LLC
December 2008 - May 2012 · 3 yrs 5 mos
State Registrations3 states
LATXVT
Advisor
Exams
No exam information available for this advisor.
Timothy A Humphrey - Financial Advisor | TrueAdvisor