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Edward Sota
17 Years of Experience
Roseville, CA
1 DisclosureSells Insurance
Edward Sota is a registered investment advisor at Safeguard Investment Advisory Group, LLC, based in Roseville, CA, with 17 years of industry experience. Edward operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,849 clients with $600M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
8 advisors
Number of Clients
1,849 clients
Average Client Portfolio
$326K average
Assets Under Management
$603.5M
Fee Structure
Minimum Investment:$100K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.15% |
| $250K - $500K | 1.90% |
| $500K - $1.0M | 1.65% |
| $1M+ | 1.15% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
3005 Douglas Blvd., Ste 150, Roseville, CA, 95661
Get directionsHistory
Regulatory History (1)
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Regulatory
January 2001Final
Other Business ActivitiesSells Insurance
Edward offers insurance products to clients through a California life insurance license.
Employment History
Current Registrations
Safeguard Investment Advisory Group, LLC
January 2011 - Present · 15 yrs 3 mos
Previous Registrations
Safeguard Investment Advisory Group
July 2008 - December 2010 · 2 yrs 5 mos
State Registrations2 states
CATX
Advisor
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Exams
No exam information available for this advisor.