Benjamin Wood is a registered investment advisor, based in New York, NY, with 14 years of industry experience.
Location
One Madison Avenue, 18th Floor, New York, NY, 10010
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Franklin Distributors, LLC
October 2019 - Present · 6 yrs 6 mos
Clearbridge Investments, LLC
October 2019 - Present · 6 yrs 6 mos
Franklin Distributors, LLCBroker
October 2019 - Present · 6 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
April 2012 - October 2019 · 7 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
November 2011 - October 2019 · 7 yrs 11 mos
State Registrations6 states
CACTFLMANYTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.