DM
DM
Douglas Malone
14 Years of Experience
Missouri City, TX
1 Disclosure
Douglas Malone is a registered investment advisor at Overflow Financial, based in Missouri City, TX, with 14 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Missouri City, TX
Get directionsHistory
Regulatory History (1)
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Criminal
February 2012Final Disposition
Employment History
Current Registrations
Overflow Financial
May 2023 - Present · 2 yrs 11 mos
Previous Registrations
MML Investors Services, LLC
February 2015 - October 2021 · 6 yrs 8 mos
MML Investors Services, LLCBroker
October 2010 - October 2021 · 11 yrs
Edward Jones
April 2009 - November 2009 · 7 mos
Edward JonesBroker
April 2009 - November 2009 · 7 mos
Waddell & Reed, INC.
February 2009 - April 2009 · 2 mos
Waddell & Reed, INC.Broker
January 2009 - April 2009 · 3 mos
State Registrations1 state
TX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.