Travis Babb
Travis Babb is a CFP-designated registered investment advisor at Babb Wealth Advisors LLC, based in Flagstaff, AZ, with 17 years of industry experience. Travis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 310 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.00% |
| $250K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $3.0M | 0.80% |
| $3.0M - $4.0M | 0.75% |
| $4.0M - $5.0M | 0.65% |
| $5M+ | 0.50% |
Fees are negotiable.
Fee Estimator
Location
19 W. Aspen Avenue, Flagstaff, AZ, 86001
Get directionsHistory
Regulatory History (1)
Criminal
March 2005Other Business ActivitiesSells Insurance
Travis is an owner and insurance producer with Babb Financial Group, LLC, offering insurance advice and products as a licensed agent since 2008. This takes about a quarter of his time, with half of that time during securities trading hours.
Employment History
Current Registrations
Babb Wealth Advisors LLC
Previous Registrations
Investment Advisors CORP
Broker Dealer Financial Services CORP.Broker
On Investment Management CO
The O.N. Equity Sales CompanyBroker
Sagepoint Financial, INC.Broker
MML Investors Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.