Suzanne Stone is a registered investment advisor at Guggenheim Funds Distributors, LLC, based in New York, NY, with 13 years of industry experience. Suzanne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients with $6.9B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
330 Madison Avenue, 10th Floor, New York, NY, 10017
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Suzanne is a board member of the Beekman Landing Condominium since 2022. This activity requires minimal time and is not investment-related.
Employment History
Current Registrations
Guggenheim Funds Distributors, LLCBroker
Guggenheim Investment Advisors, LLC
Guggenheim Investor Services, LLCBroker
Previous Registrations
Stratton Capital Management, LTD.Broker
State Registrations2 states
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