Joseph Auday is a CFP-designated registered investment advisor at Steelpeak Wealth, LLC, based in Beverly Hills, CA, with 15 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 2,358 clients with $3.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SteelPeak Wealth charges an annual fee based on the value of your portfolio. The fee ranges from 0.75% to 1.75% per year, depending on the size and composition of your portfolio and the services you receive. The fee is calculated each quarter, in advance, based on the market value of your investments on the last day of the previous quarter. The firm may negotiate a different fee rate for certain client holdings, such as assets held away, accommodation accounts, or alternative investments.
Location
9465 Wilshire Boulevard, Suite 300, Beverly Hills, CA, 90212
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Regulatory History (1)
Employment Separation After Allegations
October 2014Other Business Activities
Joseph helps his mother purchase and sell real estate, keeping track of numbers. He is also Vice President and CFO of LLC Real Estate Optimized Inc., overseeing business operations, dedicating about a quarter of his time.
Employment History
Current Registrations
Steelpeak Wealth, LLC
Previous Registrations
Seacrest Wealth Management, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Gerber Kawasaki, INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.