Bradley Slater is a registered investment advisor, based in Houston, TX, with 13 years of industry experience.
Location
4444 Westheimer Rd., Suite G500, Houston, TX, 77027
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
U.S. Capital Wealth Advisors, LLC
June 2023 - Present · 2 yrs 10 mos
Usca Securities LLCBroker
June 2023 - Present · 2 yrs 10 mos
Previous Registrations
Lion Street Advisors, LLC
July 2015 - March 2022 · 6 yrs 8 mos
Lion Street Financial, LLCBroker
July 2015 - March 2022 · 6 yrs 8 mos
Cambridge Investment Research Advisors, INC.
January 2015 - July 2015 · 6 mos
Cambridge Investment Research, INC.Broker
November 2014 - July 2015 · 8 mos
NFP Advisor Services, LLCBroker
September 2011 - November 2014 · 3 yrs 2 mos
Ameriprise Financial Services, INC.
August 2008 - September 2008 · 1 mo
Ameriprise Financial Services, INC.Broker
August 2008 - September 2008 · 1 mo
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.