Alma Dan Frandsen

Ae Wealth Management, LLC

4 Years of Experience

1 DisclosureSells Insurance

View SEC Summary

Areas of Practice

Investment Management

Ae Wealth Management, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

422 advisors

Number of Clients

111,059 clients

Average Client Portfolio

$338K average

Assets Under Management

$37.5B

Fee Structure

Minimum Investment:$10K

Financial Planning:Investment management only

Location

11075 S State St, Ste 9A, Sandy, UT, 84070

Get directions

History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Judgment / Lien

May 2011

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Alma is an agent at Heritage Wealth Management, selling life insurance and annuities since October 2023. This takes about half of her time, with most of the time spent during securities trading hours.

Employment History

Current Registrations

Ae Wealth Management, LLC

October 2023 - Present · 2 yrs 4 mos

Previous Registrations

Global View Capital Management, LTD

December 2020 - October 2021 · 10 mos

Transamerica Financial Advisors, INC.

November 2017 - December 2018 · 1 yr 1 mo

Transamerica Financial Advisors, INCBroker

May 2017 - December 2018 · 1 yr 7 mos

Nylife Securities LLCBroker

January 2009 - March 2009 · 2 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.