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TrueAdvisor
AP
AP

Amanda M Pennfield

Ernst & Young Investment Advisers LLP
12 Years of Experience
View SEC Summary
View SEC Summary
Areas of Practice
Retirement PlanningFinancial Planning & Coaching
Ernst & Young Investment Advisers LLP
Compensation
Fixed/Hourly
Firm Size
121 advisors
Number of Clients
37 clients
Average Client Portfolio
Not specified

Location

One Manhattan West, 395 9th Ave, New York, NY, 10001

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Ernst & Young Investment Advisers LLP
April 2024 - Present · 1 yr 10 mos
Previous Registrations
Morgan Stanley
July 2019 - March 2023 · 3 yrs 8 mos
Morgan StanleyBroker
June 2019 - March 2023 · 3 yrs 9 mos
Raymond James & Associates, INC.Broker
April 2019 - June 2019 · 2 mos
Maxim Group LLCBroker
November 2018 - February 2019 · 3 mos
MML Investors Services, LLCBroker
October 2016 - December 2016 · 2 mos
Wells Fargo Advisors, LLC
April 2011 - May 2016 · 5 yrs 1 mo
Wells Fargo Advisors, LLCBroker
October 2010 - May 2016 · 5 yrs 7 mos
J.P. Morgan Securities INC.Broker
August 2009 - August 2010 · 1 yr
State Registrations1 state
NY
Advisor
Exams
No exam information available for this advisor.