MA
MA
Mark Axmacher
14 Years of Experience
Mt Pleasant, SC
4 DisclosuresBrokerSells Insurance
Mark Axmacher is a registered investment advisor, based in Mt Pleasant, SC, with 14 years of industry experience.
Location
Mt Pleasant, SC
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
December 2019Financial
June 2019Final
Employment Separation After Allegations
May 2017Customer Dispute
February 2016Denied
Other Business ActivitiesSells Insurance
Mark sells fixed insurance products through Liberty Partners Insurance, dedicating about half of his time. He is also a registered representative with Modern Cap Securities, spending full-time hours on securities-related activities.
Employment History
Current Registrations
Benefit Funding Services, LLCBroker
December 2025 - Present · 4 mos
Modern Capital Management, CO.
April 2023 - Present · 3 yrs
Previous Registrations
Liberty Partners Financial Services, LLCBroker
January 2023 - December 2023 · 11 mos
Modern Capital Securities INC.Broker
September 2022 - July 2025 · 2 yrs 10 mos
Modern Capital Advisors, LLC
September 2022 - December 2023 · 1 yr 3 mos
Apollon Wealth Management, LLC
November 2021 - September 2022 · 10 mos
Ameriprise Financial Services, LLC
June 2021 - November 2021 · 5 mos
Ameriprise Financial Services, LLCBroker
June 2021 - November 2021 · 5 mos
Ameriprise Financial Services, LLC
June 2020 - April 2021 · 10 mos
Ameriprise Financial Services, LLCBroker
June 2020 - April 2021 · 10 mos
Ascendant Alternative Strategies, LLCBroker
February 2019 - June 2020 · 1 yr 4 mos
Kruse Asset Management, LLC
August 2018 - February 2020 · 1 yr 6 mos
Peachcap Tax & Advisory, LLC
August 2017 - August 2018 · 1 yr
Peachcap Securities, INC.Broker
July 2017 - August 2018 · 1 yr 1 mo
Great Valley Advisor Group, INC.
May 2016 - June 2017 · 1 yr 1 mo
LPL Financial LLCBroker
May 2016 - June 2017 · 1 yr 1 mo
Hsbc Securities (USA) INC.Broker
February 2015 - May 2016 · 1 yr 3 mos
Hsbc Securities (USA) INC.
February 2015 - May 2016 · 1 yr 3 mos
MML Investors Services, LLC
April 2014 - February 2015 · 10 mos
MML Investors Services, LLCBroker
March 2014 - February 2015 · 11 mos
Convergent Wealth Advisors, LLC
May 2013 - June 2013 · 1 mo
LPL Financial LLCBroker
November 2010 - May 2012 · 1 yr 6 mos
Northwestern Mutual Investment Services, LLCBroker
March 2009 - October 2010 · 1 yr 7 mos
State Registrations2 states
MESC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.