JW
JW

John Stuart Winn

15 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningEducation PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
8 advisors
Number of Clients
1,278 clients
Average Client Portfolio
$266K average
Assets Under Management
$340.2M

Fee Structure

Financial Planning:Investment management only
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Location

1260 Pine Street, Redding, CA, 96001

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John dedicates nearly all of his time to Rubicon Advisors as an investment advisor. He also owns Winn Financial and Tax Services, providing tax preparation and accounting services, and serves as a board member for Ducks Unlimited.

Employment History
Current Registrations
Rubicon Advisors
May 2017 - Present · 8 yrs 9 mos
LPL Financial LLC
May 2017 - Present · 8 yrs 9 mos
LPL Financial LLCBroker
May 2017 - Present · 8 yrs 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
April 2014 - May 2017 · 3 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
March 2014 - May 2017 · 3 yrs 2 mos
Edward Jones
November 2012 - April 2014 · 1 yr 5 mos
Edward JonesBroker
October 2012 - April 2014 · 1 yr 6 mos
Allstate Financial Services, LLCBroker
October 2010 - July 2012 · 1 yr 9 mos
Chase Investment Services CORP.Broker
June 2010 - October 2010 · 4 mos
State Registrations15 states
ALAZCACOHIIDMINVORPATNTXUTWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
John Stuart Winn - Financial Advisor | TrueAdvisor