Areas of Practice
Investment ManagementHigh Net Worth
Compensation
Fee-Only (AUM)
Firm Size
93 advisors
Number of Clients
7,967 clients
Average Client Portfolio
$4.8M average
Assets Under Management
$38.3B

Fee Structure

Minimum Investment:$5M
Financial Planning:Investment management only
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Location

333 S. Hope St., 55th Floor, Los Angeles, CA, 90071

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Group Private Client Services, INC.
September 2021 - Present · 4 yrs 5 mos
Previous Registrations
Unionbanc Investment Services, LLCBroker
July 2018 - August 2021 · 3 yrs 1 mo
Unionbanc Investment Services, LLC
July 2018 - August 2021 · 3 yrs 1 mo
U.S. Bancorp Investments, INC.
May 2014 - May 2018 · 4 yrs
U.S. Bancorp Investments, INC.Broker
May 2014 - May 2018 · 4 yrs
Morgan Stanley
June 2009 - April 2014 · 4 yrs 10 mos
Morgan StanleyBroker
June 2009 - April 2014 · 4 yrs 10 mos
Cantor Advisors, L.P.
July 2008 - November 2008 · 4 mos
Cantor Fitzgerald & CO.Broker
June 2008 - December 2008 · 6 mos
State Registrations6 states
CAGAILNVNYTX
Advisor
Exams
No exam information available for this advisor.