TrueAdvisor
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DS
DS

Danielle Small

Pgim Investments LLC
12 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Pgim Investments LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
76 advisors
Number of Clients
45 clients
Average Client Portfolio
$7.2B average
Assets Under Management
$322.1B

Location

655 Broad Street, Newark, NJ, 07102

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Pgim Investments LLC
October 2015 - Present · 10 yrs 4 mos
Prudential Investment Management Services LLC
October 2015 - Present · 10 yrs 4 mos
Prudential Investment Management Services LLCBroker
October 2015 - Present · 10 yrs 4 mos
Previous Registrations
Lord, Abbett & CO. LLC
December 2013 - August 2015 · 1 yr 8 mos
Lord Abbett Distributor LLCBroker
April 2013 - August 2015 · 2 yrs 4 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.