AP
AP

Adriana Chavez De La Pena

17 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
2269 advisors
Number of Clients
56,938 clients
Average Client Portfolio
$823K average
Assets Under Management
$46.9B

Fee Structure

Financial Planning:Investment management only
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Location

Citi Private Bank, 388 Greenwich Street, 30th Floor, New York, NY, 10013

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Adriana is the sole owner of industrial real estate in Silao, Mexico, since 2015. The land is currently up for lease, requiring minimal time commitment.

Employment History
Current Registrations
Citigroup Global Markets INC.
February 2022 - Present · 4 yrs
Citigroup Global Markets INC.Broker
January 2022 - Present · 4 yrs 1 mo
Citi Private Alternatives, LLC
January 2022 - Present · 4 yrs 1 mo
Citigroup Global Markets INC.
January 2022 - Present · 4 yrs 1 mo
Citi Private Alternatives, LLCBroker
January 2022 - Present · 4 yrs 1 mo
Previous Registrations
Citi Global Advisory, LLC
February 2022 - June 2010 · 0 mos
J.P. Morgan Securities LLCBroker
October 2008 - October 2021 · 13 yrs
J.P. Morgan Securities INC.Broker
April 2008 - October 2008 · 6 mos
State Registrations10 states
CACODCDEFLILNJNYTXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Adriana Chavez De La Pena - Financial Advisor | TrueAdvisor